ASSET MANAGEMENT KIT

FOR COUNCILS

 

Introduction

Aims

Background

Concept of Continuous Improvement

How to Use the Kit

Next Stage - Austroads Project

 

The Kit

Key Concepts

             Description of the Model

Data Input

Reporting

  

Introduction

The Aims

 

This kit is directed to:

The aims of the kit are summarised as follows.

 

1. Technology and Information Transfer.  Provide tools for the transfer of information and ideas for asset management between councils, particularly information relating to the interaction between Councils and other asset owners and users of local/regional road infrastructure.

2. Decision Support Information. Provide decision support information to custodians and users of local and regional infrastructure.  One example is to develop a model to predict the future maintenance and renewal requirements of infrastructure managed by Councils at individual council, regional and national level.  

3. Technology and Information Access. Give councils a simple and cost effective asset management model to develop optimised maintenance and renewal local road programs.

 

Background

 

The Commonwealth supported local government through the Local Government Development Program (LGDP)This program has now been replaced by the Local Government Initiatives Program.

 

In the final phase of the LGDP early in 1999, the Commonwealth gave ALGA two $40,000 grants.  The first was to develop an internet site for Councils to exchange information in the local government transport sector.  This site was called Transport Info and was to became a specialist site under the ALGIN (Australian Local Government Information Network) family of sites. 

 

ALGA made a separate submission for a second grant to put an asset management model on the internet that would allow Councils to assess their future financial liability for their roads.  The Victorian Department of Local Government had completed an infrastructure study of all Councils assets in 1998 and ALGA was keen to encourage all Councils across Australia to apply the same model to their road network.

 

The Commonwealth agreed and contracts were signed between ALGA and the Commonwealth in September 1999 to develop the Transport Info site including the asset management model.

 

Concept of Continuous Improvement

 

ALGA took the view that the application of the asset management model by Councils was only the first step in what should be continuous improvement in asset management.

 

ALGA therefore prepared a paper on the continuous improvement to provide the context for the asset management model and placed it on the Transport Info site.

 

How to Use the Kit

 

Regional C-ordinators

 

Unfortunately, the speed of data transmission on the internet at the present time is not sufficiently fast to allow Councils to use the model directly on the internet.  Therefore an intermediary will be required to assist Councils with data collection and producing a graphical output from the model.  The graphical output for Councils will be placed on Transport Info as they are completed as part of the exchange of information theme.

 

The intermediary will be in the form of a consultant resident in the region who is already providing services to Councils. In effect, these Regional Co-ordinators will be authorised to use the model within a specified region, similar to a franchise.  The consultants who assisted in the LGDP project, namely John Bennett in Ballarat (Vic), Phil Hawley from Nowra (NSW), Steve O'Rourke from Tamworth (NSW) and Mike Wood from Perth (WA) will be the first group of co-ordinators.  Chris Starr from Road Network Services in Horsham (Vic) has also agreed to join the group.

 

Their role will be send the Council a spreadsheet of the the data required for the model and to provide support for that Council to collect the data in the required form.  This may require a visit or could in many cases, be achieved through a 'help desk' type service.  The Regional Co-ordinator will then run the model and produce the graphical output for the Council.  Councils will then review the graphs and clear it for inclusion in the database on Transport Info.

 

The cost of the regional 'help desk' and running the model will be borne by ALGA.  If the Council requires extensive assistance from the Regional Co-ordinator, the additional cost will have to be borne by the Council itself.

 

Basic Principles

 

One key objective is to develop decision support information for infrastructure for individual Councils as well as at a regional and national level.  Decision support information means the capacity to model future infrastructure maintenance and renewal requirements and compare this prediction with historical expenditure trends. 

 

The model is conceptually very simple but relies on several key input data that would not necessarily be readily available to Councils. 

 

The key input data is asset economic life, estimates of remaining life, average expenditures, and asset replacement costs.  ALGA has a database of expenditure that it has been collecting over the last few years.  This information can be accessed through the Transport Info site and allows Councils to compare their costs with other Councils within the context of their asset management strategy.

 

ALGA also undertook a survey in early 2000 of the actual life of roads and bridges that Councils replaced over the last twelve months.  Access to this database can also be achieved through the Transport Info site.

 

It was decided that Councils should separate their roads into two classes.  The first was the traditional local roads providing basic access to property.  The second was those roads that performed a regional function linking towns.  This second class would carry the bulk of the heavy loading on the Councils’ local road system.

 

It could be expected that these two road networks would have different age profiles and economic lives.

 

Next Stage - Austroads Project

 

The concept of an internet kit has the potential for involving Councils in any national road study.  Councils have found it difficult to participate in Austroads research projects due to the cost and travel involved and as a result most of the national research effort has focused on the arterial road system.

 

The establishment of a national set of Regional Co-ordinators will facilitate a greater involvement by Councils in some of these projects.  With this in mind, ALGA sought funding from Austroads to undertake a study of the impact of heavy loading on low trafficked roads.  This was approved in early 2000 and ALGA contracted to undertake the research over the calendar year 2000.  Councils will be kept informed with progress of this project through the Austroads theme on Transport Info and through ALGA's monthly Transport Bulletin.

 

The Kit

 

Key Concepts

 

The Distinction Between Maintenance and Renewal.

It is recognised that this is not a simple distinction to make and ultimately requires though, analysis and judgment by asset custodians.  The principles used in the model are that the effective economic life of any asset is linked to the maintenance carried out on that asset during its life.  Any estimates of asset economic life (such as those used in external financial reporting) assume a certain level of maintenance in order to achieve that life.  Renewal, therefore, extends economic life whilst maintenance does not.

 

Remaining Life

Most assets will eventually require renewal.  The time of renewal (number of years from now) is determined by the renewal strategy adopted.  

For example, a road pavement could be reconstructed because of;

 

Each of the above strategies may give very different remaining lives and critically impact future expenditures necessary to sustain the asset stock.  Remaining life is used as the best actual estimate of future expenditures required for asset renewal

 

Economic Life

The economic life is the age of a pavement before reconstruction is required.  For example, it is expected that it will be different for the property access roads and the heavier trafficked regional roads.  It may not be all that easy to establish appropriate values as Councils will only have records of pavements that have failed.  Consideration needs to be taken of those roads that have been in service for some considerable time and which are not near failure.

 

Economic life is used to model overall averages for asset renewal expenditure required and to determine renewal for future “asset generations”.  For example, an asset or asset cohort with a remaining life of 5 years (assessed in 1999) and economic life of 20 years needs renewal in 2004, 2024, 2044 etc.

 

Current Replacement Cost

The current replacement cost is consistent with definitions used under AAS27 and should use the information already available.  In general, it is the current cost to replace the asset.  For example, the reconstruction of the pavement or replacement of a section of kerb or footpath.  In general, this is estimated as actual replacement costs using current technology that the council would actually use.

 

Expenditure

Expenditure data is used as a guide for likely future levels of expenditure on sustaining the existing asset stock, expanding it, or increasing levels of service in key areas in response to local issues and priorities.

The existing data collected through the grants commission examines expenditure on existing and new assets.  The model seeks to make a more detailed distinction of expenditure as shown below in order to separately identify maintenance expenditure and renewal expenditure to sustain current levels of service and expenditure on higher levels or service or expansion of the asset stock.

 

Grants Commission Data Return Category

More Detailed Category In the Model

Definition

Expenditure on Existing Assets

Maintenance

Expenditure on an asset which maintains the asset in use but does not increase its service potential or life, e.g. repairing a pothole in a road, repairing the decking on a timber bridge, repairing a single pipe in a drainage network, repairing the fencing in a park, repair work to prevent early failure of an asset or a portion of an infrastructure network.

Expenditure on Existing Assets

Capital Renewal

Expenditure on renewing an existing asset or a portion of an infrastructure network which increases the service potential or extends the life, e.g. resheeting part of a road, renewing a section of a drainage network, major maintenance on bridge pylons, resurfacing an oval.

Expenditure on New Assets

Capital Expansion

Expenditure on extending an infrastructure network, at the same standard currently enjoyed by existing residents, to a new group of users, e.g. extending a drainage or road network, the provision of an oval or park in a new suburb.

Expenditure on Existing Assets  (although some of this may have been classed as new)

Capital Upgrade

Expenditure on upgrading the standard of an existing asset or infrastructure network to provide a higher level of service to users, e.g. widening the pavement and sealed area of an existing road, replacing drainage pipes with pipes of a greater capacity, building a grandstand at a sporting facility, replacing an existing bridge with one having a greater carrying capacity, replacing a chain link fence with a wrought iron fence.

 

Description of the Model

 

The model estimates the future asset maintenance and renewal required for the asset stock of an individual council and compares this with the projected average expenditure based on council’s best knowledge. (usually a continuation of average historical expenditure).

 

The main variables are:

         

Data Input

Introduction

 

For the LGDP project, the Regional Co-ordinators were engaged to assist Councils provide data on replacement costs, current expenditure and economic life by asset type.  The data was then entered into a spreadsheet format for input to the asset management model.

 

The same procedure will apply generally with Regional Co-ordinators appointed by ALGA providing the support role for Councils at the regional level.  They will provide the blank spreadsheet, help Council complete the data input and run the model for them. 

 

A key element of the analysis is a reliable estimate of remaining economic.  By and large, there is not a great deal of historical data available for Councils to forecast the life of their road assets.  In an attempt to fill this gap, ALGA invited all Councils in Australia to provide data on the age of road and bridge assets that they replaced over the last 12 months.  The data has been consolidated into an economic life database that can accessed through the Transport Info site.  

 

Councils should continue to send economic life data to ALGA but it can be now sent electronically by using the facility offered in Transport Info.  

 

The data entry forms provide for individual keying of each record, however if a Council has a large table of data (e.g. remaining life profile with > 50 rows) the data should be sent by email to prufford@alga.com.au in Excel spreadsheet / ASCII format and it will be imported in batch mode.

 

The following guidelines will assist Councils complete the electronic format however Councils should contact a Regional Co-ordinator if they are not sure of the format required.

 

Asset Types

 

Assets have been split into categories that are likely to match existing Council categories and groupings of key data such as economic life.  They include:

 

Bridge - Steel/Concrete/Composite

Bridge - Timber

Other - Please Enter

Enter Asset Type if Not on the List

Local Road - Unsealed

Gravel or Natural Surface, Local Traffic

Local Road - Asphalt Seal

AC Surface, Flexible Pavement, Local Traffic

Local Road - Sprayed Seal

"Flush" Surface, Flexible Pavement, Local Traffic

Regional Road - Unsealed

Gravel or Natural Surface, Regional Traffic

Regional Road - Asphalt Seal

AC Surface, Flexible Pavement, Regional Traffic

Regional Road - Sprayed Seal

"Flush" Surface, Flexible Pavement, Regional Traffic

 

 

Point and Statistical Format

The electronic facility allows for both a discrete record format ie one record for each failed asset and for a statistical format using standard deviation as a measure of the variance in the economic life of the asset.  This latter format is more appropriate for a long length of road or a number of bridges of similar type.

 

The table below shows examples of a statistical data entry.

 

Mean Economic Life

Std Deviation Economic Life

Sample Size

Dimensions

Primary Renewal Strategy

20

5

500

m2

Condition - Road Failure

40

15

65

Km

Condition - Life Cycle Renewal Before Failure

35

5

5

Km

Level of Service - e.g. Traffic or Safety

 

The various terms are described as follows.

 

Mean Economic Life

Essential - Mean (or average) for the sample.  The sample could be an individual renewal project (say 500m2) or large part of the asset category (65 km).  The more samples that are obtained over time, the better the data.  The example below shows a statistical distribution for average economic life for one category over a number of councils

Std Deviation Economic Life

Optional – If the record entered is a single economic life for the whole of the category or a large component of the category, the standard deviation (if known) can provide metadata about the variability of economic life data for the sample

Sample Size

Essential – Enter number (unit s e.g. m2, km are selected by dimensions below)

Data Source

Optional – Text data entry – e.g. historical records, asset accounting manual, best estimate

Dimensions

Essential – List provided m2, m, km

Primary Renewal Strategy

Optional – List provided

 

ØReporting

 

The results of the analysis will be reported on Transport Info (under the Future Funding Liability button in the Index).  This will enable Councils to compare their results with those of other Councils.  Unfortunately, these graphs will not be posted at this location until the graphs have been cleared by the Councils involved.